RIA Intel›Advisers›Minnesota›GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC

Advisory

N·ARDEN HILLS, MN

Data as of Apr 13, 2026 · Source: SEC Form ADV

Total AUM

$608M

1-Year AUM Growth

+19.0%

3-Year CAGR

+13.6%

Employees

67

Assets Under Management

Total AUM$608M

Discretionary AUM$0

Non-Discretionary AUM$608M

Discretionary %0%

Total Clients3,268

Team

Total Employees67

Investment Advisers67

Employee Growth (1Y)—

Filing History

Total Filings on Record56

First FilingDec 23, 2014

Latest FilingApr 13, 2026

🔒 Full AUM trend chart and 56 historical filings spanning 12+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GRADIENT SECURITIES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.