RIA Intel›Advisers›North Carolina›GOLDEN CAPITAL MANAGEMENT, LLC

GOLDEN CAPITAL MANAGEMENT, LLC

Advisory

N·CHARLOTTE, NC

Data as of Aug 31, 2017 · Source: SEC Form ADV

Total AUM

$9.7B

1-Year AUM Growth

+9.6%

3-Year CAGR

+7.3%

Employees

9

Assets Under Management

Total AUM$9.7B

Discretionary AUM$7.4B

Non-Discretionary AUM$2.3B

Discretionary %76.3%

Total Clients—

Team

Total Employees9

Investment Advisers23

Employee Growth (1Y)—

Filing History

Total Filings on Record47

First FilingApr 24, 2001

Latest FilingAug 31, 2017

🔒 Full AUM trend chart and 47 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GOLDEN CAPITAL MANAGEMENT, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.