RIA Intel›Advisers›New York›GOLDBERG LINDSAY & CO. LLC

GOLDBERG LINDSAY & CO. LLC

Advisory

N·NEW YORK, NY

Data as of Apr 28, 2026 · Source: SEC Form ADV

Total AUM

$11.9B

1-Year AUM Growth

+46.7%

3-Year CAGR

+4.2%

Employees

28

Assets Under Management

Total AUM$11.9B

Discretionary AUM$11.9B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients17

Team

Total Employees28

Investment Advisers55

Employee Growth (1Y)+17.2%

Filing History

Total Filings on Record43

First FilingJul 5, 2006

Latest FilingApr 28, 2026

🔒 Full AUM trend chart and 43 historical filings spanning 20+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GOLDBERG LINDSAY & CO. LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.