RIA Intel›Advisers›New Mexico›GOLDBERG, FRED

GOLDBERG, FRED

Advisory

NM

Data as of Apr 29, 2025 · Source: SEC Form ADV

Average account
$473K
across 11 accounts
AUM per adviser
$5M
1 adviser

Source: SEC Form ADV. Figures as filed Apr 29, 2025.

Total AUM
$5M
Discretionary %
100%
Clients
6
Employees
1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$5M
Discretionary AUM$5M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients6
Team
Total Employees1
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InNM
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in NM

Closest by assets under management. All figures from Form ADV.

KIEHNE WEALTH & RETIREMENT, LLC
LOS LUNAS, NM
$5M
HIGHROCKS WEALTH, LLC
SANTA FE, NM
$6M
WISE HOLDINGS INC.
$7M
FISH ADVISORY, LLC
$4M
MINDFUL INVESTMENT MANAGEMENT COMPANY
SANTA FE, NM
$7M
+11.8% 1Y
RETIREMENT AND INVESTMENT SOLUTIONS, LLC
$7M

Get the full picture on GOLDBERG, FRED

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track GOLDBERG, FRED and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans