RIA Intel›Advisers›California›GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

Advisory

N·SAN DIEGO, CA

Data as of Sep 11, 2017 · Source: SEC Form ADV

Total AUM

$597M

1-Year AUM Growth

-7.7%

3-Year CAGR

-2.5%

Employees

112

Assets Under Management

Total AUM$597M

Discretionary AUM$510M

Non-Discretionary AUM$87M

Discretionary %85.5%

Total Clients—

Team

Total Employees112

Investment Advisers126

Employee Growth (1Y)—

Filing History

Total Filings on Record73

First FilingSep 13, 2002

Latest FilingSep 11, 2017

🔒 Full AUM trend chart and 73 historical filings spanning 15+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GIRARD SECURITIES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.