RIA Intel›Advisers›California›GERBER KAWASAKI, INC.

GERBER KAWASAKI, INC.

Advisory

N·SANTA MONICA, CA

Data as of Mar 30, 2026 · Source: SEC Form ADV

Total AUM

$4.1B

1-Year AUM Growth

+23.1%

3-Year CAGR

+16.3%

Employees

36

Assets Under Management

Total AUM$4.1B

Discretionary AUM$3.9B

Non-Discretionary AUM$166M

Discretionary %96%

Total Clients11,030

Team

Total Employees36

Investment Advisers59

Employee Growth (1Y)+26.9%

Filing History

Total Filings on Record41

First FilingMar 5, 2014

Latest FilingMar 30, 2026

🔒 Full AUM trend chart and 41 historical filings spanning 12+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GERBER KAWASAKI, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.