RIA Intel›Advisers›Texas›GERALD L. RAY & ASSOCIATES, LTD.

GERALD L. RAY & ASSOCIATES, LTD.

Advisory

N·DALLAS, TX

Data as of Mar 17, 2017 · Source: SEC Form ADV

Total AUM

$831M

1-Year AUM Growth

+8.4%

3-Year CAGR

+8.4%

Employees

5

Assets Under Management

Total AUM$831M

Discretionary AUM$809M

Non-Discretionary AUM$22M

Discretionary %97.3%

Total Clients—

Team

Total Employees5

Investment Advisers8

Employee Growth (1Y)—

Filing History

Total Filings on Record35

First FilingJun 21, 2001

Latest FilingMar 17, 2017

🔒 Full AUM trend chart and 35 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GERALD L. RAY & ASSOCIATES, LTD.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.