RIA Intel›Advisers›California›GBS FINANCIAL CORP.

GBS FINANCIAL CORP.

Advisory

N·SANTA ROSA, CA

Data as of Aug 11, 2014 · Source: SEC Form ADV

Total AUM

$811M

1-Year AUM Growth

+388.3%

3-Year CAGR

+69.6%

Employees

21

Assets Under Management

Total AUM$811M

Discretionary AUM$727M

Non-Discretionary AUM$84M

Discretionary %89.6%

Total Clients—

Team

Total Employees21

Investment Advisers21

Employee Growth (1Y)—

Filing History

Total Filings on Record42

First FilingNov 27, 2001

Latest FilingAug 11, 2014

🔒 Full AUM trend chart and 42 historical filings spanning 13+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GBS FINANCIAL CORP.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.