RIA Intel›Advisers›Arkansas›GAUDIN AND ASSOCIATES, INC.

GAUDIN AND ASSOCIATES, INC.

Advisory

N·NORTH LITTLE ROCK, AR

Data as of Jun 11, 2012 · Source: SEC Form ADV

Total AUM

$72M

1-Year AUM Growth

+7.1%

3-Year CAGR

+8.6%

Employees

0

Assets Under Management

Total AUM$72M

Discretionary AUM$72M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees0

Investment Advisers0

Employee Growth (1Y)—

Filing History

Total Filings on Record23

First FilingMar 22, 2001

Latest FilingJun 11, 2012

🔒 Full AUM trend chart and 23 historical filings spanning 11+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GAUDIN AND ASSOCIATES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.