RIA Intel›Advisers›New York›GATES CAPITAL MANAGEMENT, INC.

GATES CAPITAL MANAGEMENT, INC.

Advisory

N·NEW YORK, NY

Data as of Mar 12, 2026 · Source: SEC Form ADV

Total AUM

$3.3B

1-Year AUM Growth

+8.2%

3-Year CAGR

+1.3%

Employees

8

Assets Under Management

Total AUM$3.3B

Discretionary AUM$3.3B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients4

Team

Total Employees8

Investment Advisers14

Employee Growth (1Y)-11.1%

Filing History

Total Filings on Record29

First FilingDec 15, 2005

Latest FilingMar 12, 2026

🔒 Full AUM trend chart and 29 historical filings spanning 21+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GATES CAPITAL MANAGEMENT, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.