RIA Intel›Advisers›Kentucky›GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC

GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC

Advisory

N·LOUISVILLE, KY

Data as of Mar 25, 2026 · Source: SEC Form ADV

Total AUM
$215M
1-Year AUM Growth
+16.4%
3-Year CAGR
+5.3%
Employees
5
Assets Under Management
Total AUM$215M
Discretionary AUM$168M
Non-Discretionary AUM$48M
Discretionary %77.9%
Total Clients386
Team
Total Employees5
Investment Advisers10
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record8
First FilingApr 1, 2022
Latest FilingMar 25, 2026
🔒 Full AUM trend chart and 8 historical filings spanning 4+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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