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GAOTENG GLOBAL ASSET MANAGEMENT LIMITED

Advisory

N·HONG KONG, HONG KONG

Data as of Mar 24, 2026 · Source: SEC Form ADV

Total AUM

$13.4B

1-Year AUM Growth

+13.2%

3-Year CAGR

-6.3%

Employees

11

Assets Under Management

Total AUM$13.4B

Discretionary AUM$13.4B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients17

Team

Total Employees11

Investment Advisers46

Employee Growth (1Y)—

Filing History

Total Filings on Record7

First FilingNov 29, 2021

Latest FilingMar 24, 2026

🔒 Full AUM trend chart and 7 historical filings spanning 5+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GAOTENG GLOBAL ASSET MANAGEMENT LIMITED

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.