RIA Intel›Advisers›Florida›GAINES FINANCIAL GROUP, INC.

GAINES FINANCIAL GROUP, INC.

Advisory

N·BOCA RATON, FL

Data as of Mar 29, 2022 · Source: SEC Form ADV

Total AUM

$523M

1-Year AUM Growth

+29.8%

3-Year CAGR

+14.9%

Employees

15

Assets Under Management

Total AUM$523M

Discretionary AUM$247M

Non-Discretionary AUM$275M

Discretionary %47.3%

Total Clients—

Team

Total Employees15

Investment Advisers15

Employee Growth (1Y)—

Filing History

Total Filings on Record27

First FilingSep 6, 2012

Latest FilingMar 29, 2022

🔒 Full AUM trend chart and 27 historical filings spanning 10+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GAINES FINANCIAL GROUP, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.