RIA Intel›Advisers›California›FULLGUARDS FINANCIAL

FULLGUARDS FINANCIAL

Advisory

SANTA CRUZ, CA

Data as of Mar 30, 2026 · Source: SEC Form ADV

Rank in CA
#4,783
of 5,480 advisers by AUM
Average account
$224K
across 33 accounts
AUM per adviser
$7M
1 adviser

Source: SEC Form ADV. Figures as filed Mar 30, 2026.

Total AUM
$7M
Discretionary %
35.9%
Clients
15
Employees
1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$7M
Discretionary AUM$3M
Non-Discretionary AUM$5M
Discretionary %35.9%
Total Clients15
Team
Total Employees1
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureCorporation
Fiscal Year EndDecember
Operates InCA, OR
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

CENTERPOINT FINANCIAL MANAGEMENT LLC
IRVINE, CA
$7M
JOHN C. FOTI, DBA EXPERIENT PORTFOLIO MANAGEMENT
$7M
-68.7% 1Y
NN INVESTMENT ADVISORY, LLC
$7M
FRANK FINANCES LLC
$7M
CURRY ASSET MANAGEMENT, LLC
SANTA MONICA, CA
$7M
DEVKOTA CAPITAL ADVISORS LLC
$7M

Get the full picture on FULLGUARDS FINANCIAL

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track FULLGUARDS FINANCIAL and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans