RIA Intel›Advisers›New York›FRM INVESTMENTS (USA) LLC

FRM INVESTMENTS (USA) LLC

Advisory

N·NEW YORK, NY

Data as of Feb 20, 2015 · Source: SEC Form ADV

Total AUM

$141M

1-Year AUM Growth

0.0%

3-Year CAGR

-21.8%

Employees

16

Assets Under Management

Total AUM$141M

Discretionary AUM$4M

Non-Discretionary AUM$136M

Discretionary %3.1%

Total Clients—

Team

Total Employees16

Investment Advisers16

Employee Growth (1Y)—

Filing History

Total Filings on Record48

First FilingMar 29, 2001

Latest FilingFeb 20, 2015

🔒 Full AUM trend chart and 48 historical filings spanning 14+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on FRM INVESTMENTS (USA) LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.