RIA Intel›Advisers›Iowa›FRIDAY FINANCIAL, INC.

FRIDAY FINANCIAL, INC.

Advisory

N·DUBUQUE, IA

Data as of Feb 9, 2026 · Source: SEC Form ADV

Total AUM

$409M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

6

Assets Under Management

Total AUM$409M

Discretionary AUM$409M

Non-Discretionary AUM$619K

Discretionary %99.8%

Total Clients175

Team

Total Employees6

Investment Advisers9

Employee Growth (1Y)+33.3%

Filing History

Total Filings on Record3

First FilingJan 10, 2024

Latest FilingFeb 9, 2026

🔒 Full AUM trend chart and 3 historical filings spanning 2+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on FRIDAY FINANCIAL, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.