RIA Intel›Advisers›Colorado›FORTA FINANCIAL GROUP, INC.

FORTA FINANCIAL GROUP, INC.

Advisory

N·GREENWOOD VILLAGE, CO

Data as of Oct 5, 2021 · Source: SEC Form ADV

Total AUM

$172M

1-Year AUM Growth

+44.3%

3-Year CAGR

+16.0%

Employees

20

Assets Under Management

Total AUM$172M

Discretionary AUM$59M

Non-Discretionary AUM$113M

Discretionary %34.1%

Total Clients—

Team

Total Employees20

Investment Advisers25

Employee Growth (1Y)—

Filing History

Total Filings on Record32

First FilingMar 22, 2006

Latest FilingOct 5, 2021

🔒 Full AUM trend chart and 32 historical filings spanning 15+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on FORTA FINANCIAL GROUP, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.