RIA Intel›Advisers›New York›FOCUS ASSET MANAGEMENT LLC

FOCUS ASSET MANAGEMENT LLC

Advisory

NEW YORK, NY

Data as of Jun 23, 2026 · Source: SEC Form ADV

Rank in NY

#5,138

of 5,722 advisers by AUM

Average account

$780K

across 20 accounts

AUM per adviser

$16M

1 advisers

Source: SEC Form ADV. Figures as filed Jun 23, 2026.

Total AUM

$16M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$16M

Discretionary AUM$616K

Non-Discretionary AUM$15M

Discretionary %3.9%

Total Clients18

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InNY, TX

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

18 clients

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in NY

Closest by assets under management. All figures from Form ADV.

MAIN STREET ASSET MANAGEMENT LLC

$16M

TENOR OPPORTUNITY ASSOCIATES, LLC

$16M

ROSEMOUNT CAPITAL MANAGEMENT, LLC

$16M

MAGTEN ASSET MANAGEMENT CORP

$16M

FXC INVESTORS CORP

$16M

1861 CAPITAL MANAGEMENT LLC

$15M

Get the full picture on FOCUS ASSET MANAGEMENT LLC

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track FOCUS ASSET MANAGEMENT LLC and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans