RIA Intel›Advisers›Arizona›FLEMING WEALTH STRATEGIES, LLC

FLEMING WEALTH STRATEGIES, LLC

Advisory

GLENDALE, AZ

Data as of Apr 2, 2026 · Source: SEC Form ADV

Average account

$223K

across 210 accounts

AUM per adviser

$47M

1 adviser

Source: SEC Form ADV. Figures as filed Apr 2, 2026.

Total AUM

$47M

Discretionary %

100%

Clients

68

Employees

1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management

Total AUM$47M

Discretionary AUM$47M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients68

Team

Total Employees1

Investment Advisers1

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InAZ

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

68 clients

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in AZ

Closest by assets under management. All figures from Form ADV.

YAVAPAI FINANCIAL PLANNING, L.L.C.

PRESCOTT, AZ

$47M

J. MANGONE CAPITAL MANAGEMENT LLC

$46M

GREEN PEAKS PLANNING LLC

$46M

ELION FINANCIAL, LLC

TUCSON, AZ

$48M

DOGWOOD CAPITAL MANAGEMENT, INC.

PRESCOTT, AZ

$46M

-28.1% 1Y

WEALTHSTONE PRIVATE WEALTH MANAGEMENT, LLC

SCOTTSDALE, AZ

$46M

Get the full picture on FLEMING WEALTH STRATEGIES, LLC

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track FLEMING WEALTH STRATEGIES, LLC and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans