RIA Intel›Advisers›California›FLEMING & ASSOCIATES, LLC

FLEMING & ASSOCIATES, LLC

Advisory

SAN DIEGO, CA

Data as of Mar 18, 2026 · Source: SEC Form ADV

Rank in CA
#3,272
of 5,480 advisers by AUM
Average account
$195K
across 306 accounts
AUM per adviser
$60M
1 adviser

Source: SEC Form ADV. Figures as filed Mar 18, 2026.

Total AUM
$60M
Discretionary %
81.4%
Clients
121
Employees
1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$60M
Discretionary AUM$49M
Non-Discretionary AUM$11M
Discretionary %81.4%
Total Clients121
Team
Total Employees1
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InCA
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

HOLZBERG WEALTH MANAGEMENT, INC.
$60M
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$60M
-11.1% 1Y
LARSON, ORLAN BLAINE
$60M
CANYON MANAGEMENT COMPANY
BEVERLY HILLS, CA
$60M
+10.1% 1Y
TKI CAPITAL MANAGEMENT L.P.
BEVERLY HILLS, CA
$60M
VAUGHN INVESTMENT ADVISORS INC
TUSTIN, CA
$60M
-3.3% 1Y

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