RIA Intel›Advisers›California›FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

Advisory

N·PASADENA, CA

Data as of May 5, 2026 · Source: SEC Form ADV

Total AUM
$415M
1-Year AUM Growth
+7.0%
3-Year CAGR
+3.1%
Employees
6
Assets Under Management
Total AUM$415M
Discretionary AUM$415M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients281
Team
Total Employees6
Investment Advisers9
Employee Growth (1Y)-14.3%
Filing History
Total Filings on Record27
First FilingJul 7, 2014
Latest FilingMay 5, 2026
🔒 Full AUM trend chart and 27 historical filings spanning 12+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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