RIA Intel›Advisers›California›FIRST QUADRANT, LLC

FIRST QUADRANT, LLC

Advisory

N·GLENDALE, CA

Data as of Aug 12, 2022 · Source: SEC Form ADV

Total AUM

$10.5B

1-Year AUM Growth

-24.2%

3-Year CAGR

-17.4%

Employees

14

Assets Under Management

Total AUM$10.5B

Discretionary AUM$10.2B

Non-Discretionary AUM$353M

Discretionary %96.6%

Total Clients—

Team

Total Employees14

Investment Advisers53

Employee Growth (1Y)—

Filing History

Total Filings on Record45

First FilingFeb 27, 2001

Latest FilingAug 12, 2022

🔒 Full AUM trend chart and 45 historical filings spanning 21+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on FIRST QUADRANT, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.