RIA Intel›Advisers›Kentucky›FIRST KENTUCKY SECURITIES CORPORATION

FIRST KENTUCKY SECURITIES CORPORATION

Advisory

N·LOUISVILLE, KY

Data as of Dec 18, 2024 · Source: SEC Form ADV

Total AUM
$566M
1-Year AUM Growth
+26.8%
3-Year CAGR
-1.8%
Employees
16
Assets Under Management
Total AUM$566M
Discretionary AUM$282M
Non-Discretionary AUM$284M
Discretionary %49.9%
Total Clients1,530
Team
Total Employees16
Investment Advisers19
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record37
First FilingMar 23, 2007
Latest FilingDec 18, 2024
🔒 Full AUM trend chart and 37 historical filings spanning 17+ years
Sign up free to view →
Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

Sign up free to unlock
📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

Sign up free to unlock
👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

Sign up free to unlock
🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Sign up free to unlock

Get the full picture on FIRST KENTUCKY SECURITIES CORPORATION

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.

Sign up free →