RIA Intel›Advisers›Arizona›FIRST FINANCIAL EQUITY CORPORATION

FIRST FINANCIAL EQUITY CORPORATION

Advisory

N·SCOTTSDALE, AZ

Data as of Jun 30, 2022 · Source: SEC Form ADV

Total AUM

$2.4B

1-Year AUM Growth

+11.8%

3-Year CAGR

+9.7%

Employees

127

Assets Under Management

Total AUM$2.4B

Discretionary AUM$2.1B

Non-Discretionary AUM$232M

Discretionary %90.2%

Total Clients—

Team

Total Employees127

Investment Advisers174

Employee Growth (1Y)—

Filing History

Total Filings on Record63

First FilingFeb 15, 2005

Latest FilingJun 30, 2022

🔒 Full AUM trend chart and 63 historical filings spanning 17+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on FIRST FINANCIAL EQUITY CORPORATION

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.