RIA Intel›Advisers›California›FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

Advisory

N·SAN DIEGO, CA

Data as of Nov 16, 2020 · Source: SEC Form ADV

Total AUM

$7.0B

1-Year AUM Growth

+17.1%

3-Year CAGR

+16.0%

Employees

510

Assets Under Management

Total AUM$7.0B

Discretionary AUM$6.9B

Non-Discretionary AUM$150M

Discretionary %97.9%

Total Clients—

Team

Total Employees510

Investment Advisers564

Employee Growth (1Y)—

Filing History

Total Filings on Record100

First FilingApr 19, 2006

Latest FilingNov 16, 2020

🔒 Full AUM trend chart and 100 historical filings spanning 14+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on FIRST ALLIED ADVISORY SERVICES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.