RIA Intel›Advisers›Indiana›FINANCIAL PLANS & STRATEGIES, INC.

FINANCIAL PLANS & STRATEGIES, INC.

Advisory

N·GREENWOOD, IN

Data as of Jul 29, 2026 · Source: SEC Form ADV

Total AUM

$611M

1-Year AUM Growth

-16.3%

3-Year CAGR

-9.3%

Employees

5

Assets Under Management

Total AUM$611M

Discretionary AUM$601M

Non-Discretionary AUM$9M

Discretionary %98.5%

Total Clients827

Team

Total Employees5

Investment Advisers12

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record27

First FilingJan 19, 2016

Latest FilingJul 29, 2026

🔒 Full AUM trend chart and 27 historical filings spanning 10+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on FINANCIAL PLANS & STRATEGIES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.