RIA Intel›Advisers›Wisconsin›FINANCIAL PLANNING AND INFORMATION SERVICES, INC.

FINANCIAL PLANNING AND INFORMATION SERVICES, INC.

Advisory

N·DE PERE, WI

Data as of Oct 10, 2024 · Source: SEC Form ADV

Total AUM

$1.1B

1-Year AUM Growth

+20.4%

3-Year CAGR

+7.0%

Employees

10

Assets Under Management

Total AUM$1.1B

Discretionary AUM$1.1B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees10

Investment Advisers16

Employee Growth (1Y)+150.0%

Filing History

Total Filings on Record45

First FilingMar 24, 2003

Latest FilingOct 10, 2024

🔒 Full AUM trend chart and 45 historical filings spanning 21+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on FINANCIAL PLANNING AND INFORMATION SERVICES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.