RIA Intel›Advisers›Florida›FINANCIAL MANAGEMENT CONCEPTS CORPORATION

FINANCIAL MANAGEMENT CONCEPTS CORPORATION

Advisory

N·WINTER SPRINGS, FL

Data as of Mar 3, 2022 · Source: SEC Form ADV

Total AUM

$189M

1-Year AUM Growth

+19.3%

3-Year CAGR

+14.3%

Employees

2

Assets Under Management

Total AUM$189M

Discretionary AUM$187M

Non-Discretionary AUM$2M

Discretionary %98.9%

Total Clients—

Team

Total Employees2

Investment Advisers5

Employee Growth (1Y)—

Filing History

Total Filings on Record34

First FilingApr 26, 2003

Latest FilingMar 3, 2022

🔒 Full AUM trend chart and 34 historical filings spanning 19+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on FINANCIAL MANAGEMENT CONCEPTS CORPORATION

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.