RIA Intel›Advisers›Colorado›FINANCIAL DESIGN & MANAGEMENT, INC.

FINANCIAL DESIGN & MANAGEMENT, INC.

Advisory

N·FORT COLLINS, CO

Data as of Apr 2, 2020 · Source: SEC Form ADV

Total AUM

$205M

1-Year AUM Growth

+16.2%

3-Year CAGR

+1.4%

Employees

7

Assets Under Management

Total AUM$205M

Discretionary AUM$205M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees7

Investment Advisers7

Employee Growth (1Y)—

Filing History

Total Filings on Record40

First FilingJun 4, 2004

Latest FilingApr 2, 2020

🔒 Full AUM trend chart and 40 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on FINANCIAL DESIGN & MANAGEMENT, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.