RIA Intel›Advisers›Rhode Island›FIAM LLC

FIAM LLC

Institutional

N·SMITHFIELD, RI

Data as of Jul 30, 2026 · Source: SEC Form ADV

Total AUM

$347.7B

1-Year AUM Growth

+43.9%

3-Year CAGR

+14.4%

Employees

139

Assets Under Management

Total AUM$347.7B

Discretionary AUM$347.7B

Non-Discretionary AUM$2M

Discretionary %100%

Total Clients573

Team

Total Employees139

Investment Advisers196

Employee Growth (1Y)-22.4%

Filing History

Total Filings on Record103

First FilingNov 9, 2004

Latest FilingJul 30, 2026

🔒 Full AUM trend chart and 103 historical filings spanning 22+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on FIAM LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.