RIA Intel›Advisers›New York›FAROL INVESTMENT ADVISERS LP

FAROL INVESTMENT ADVISERS LP

Advisory

N·NEW YORK, NY

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$544M

1-Year AUM Growth

+40.2%

3-Year CAGR

+16.2%

Employees

5

Assets Under Management

Total AUM$544M

Discretionary AUM$96M

Non-Discretionary AUM$447M

Discretionary %17.7%

Total Clients6

Team

Total Employees5

Investment Advisers5

Employee Growth (1Y)—

Filing History

Total Filings on Record27

First FilingFeb 8, 2013

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 27 historical filings spanning 13+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on FAROL INVESTMENT ADVISERS LP

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.