RIA Intel›Advisers›Minnesota›EXCEL FINANCIAL, LLC

EXCEL FINANCIAL, LLC

Advisory

N·RED WING, MN

Data as of Feb 5, 2026 · Source: SEC Form ADV

Total AUM

$404M

1-Year AUM Growth

+23.7%

3-Year CAGR

+14.2%

Employees

6

Assets Under Management

Total AUM$404M

Discretionary AUM$348M

Non-Discretionary AUM$56M

Discretionary %86.1%

Total Clients416

Team

Total Employees6

Investment Advisers10

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record37

First FilingOct 26, 2007

Latest FilingFeb 5, 2026

🔒 Full AUM trend chart and 37 historical filings spanning 19+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on EXCEL FINANCIAL, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.