RIA Intel›Advisers›Connecticut›ESSEX FINANCIAL SERVICES, INC.

ESSEX FINANCIAL SERVICES, INC.

Advisory

N·ESSEX, CT

Data as of Dec 3, 2024 · Source: SEC Form ADV

Total AUM

$4.2B

1-Year AUM Growth

+29.1%

3-Year CAGR

+7.1%

Employees

42

Assets Under Management

Total AUM$4.2B

Discretionary AUM$3.2B

Non-Discretionary AUM$923M

Discretionary %77.9%

Total Clients2,963

Team

Total Employees42

Investment Advisers46

Employee Growth (1Y)-2.5%

Filing History

Total Filings on Record49

First FilingJul 21, 2003

Latest FilingDec 3, 2024

🔒 Full AUM trend chart and 49 historical filings spanning 21+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ESSEX FINANCIAL SERVICES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.