RIA Intel›Advisers›Wisconsin›ERN FINANCIAL, LLC

ERN FINANCIAL, LLC

Advisory

N·MIDDLETON, WI

Data as of Feb 12, 2026 · Source: SEC Form ADV

Total AUM

$1.2B

1-Year AUM Growth

+19.0%

3-Year CAGR

+18.5%

Employees

8

Assets Under Management

Total AUM$1.2B

Discretionary AUM$1.1B

Non-Discretionary AUM$78M

Discretionary %93.3%

Total Clients992

Team

Total Employees8

Investment Advisers13

Employee Growth (1Y)-9.1%

Filing History

Total Filings on Record24

First FilingJul 2, 2018

Latest FilingFeb 12, 2026

🔒 Full AUM trend chart and 24 historical filings spanning 8+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ERN FINANCIAL, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.