RIA Intel›Advisers›Washington›EMPIRICAL FINANCIAL SERVICES, LLC

EMPIRICAL FINANCIAL SERVICES, LLC

Advisory

N·SEATTLE, WA

Data as of Jul 29, 2026 · Source: SEC Form ADV

Total AUM

$8.4B

1-Year AUM Growth

+21.3%

3-Year CAGR

+17.2%

Employees

57

Assets Under Management

Total AUM$8.4B

Discretionary AUM$8.4B

Non-Discretionary AUM$3M

Discretionary %100%

Total Clients2,132

Team

Total Employees57

Investment Advisers94

Employee Growth (1Y)+55.9%

Filing History

Total Filings on Record75

First FilingFeb 7, 2011

Latest FilingJul 29, 2026

🔒 Full AUM trend chart and 75 historical filings spanning 15+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on EMPIRICAL FINANCIAL SERVICES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.