RIA Intel›Advisers›New York›EMPIRE RETIREMENT PLANS, LLC

EMPIRE RETIREMENT PLANS, LLC

Advisory

UTICA, NY

Data as of Mar 17, 2026 · Source: SEC Form ADV

Rank in NY

#5,617

of 5,722 advisers by AUM

Average account

$712K

across 1 accounts

AUM per adviser

$89K

8 advisers

Source: SEC Form ADV. Figures as filed Mar 17, 2026.

Total AUM

$712K

1-Year AUM Growth

—

3-Year CAGR

—

Employees

8

Assets Under Management

Total AUM$712K

Discretionary AUM$0

Non-Discretionary AUM$712K

Discretionary %0%

Total Clients—

Team

Total Employees8

Investment Advisers8

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InNY

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

The full client-type breakdown and the share of AUM each category represents.

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