RIA Intel›Advisers›California›EL CAPITAN ADVISORS, INC.

EL CAPITAN ADVISORS, INC.

Advisory

N·SANTA BARBARA, CA

Data as of Aug 30, 2023 · Source: SEC Form ADV

Total AUM

$7.4B

1-Year AUM Growth

+106.2%

3-Year CAGR

+65.6%

Employees

1

Assets Under Management

Total AUM$7.4B

Discretionary AUM$1.4B

Non-Discretionary AUM$6.0B

Discretionary %19.2%

Total Clients—

Team

Total Employees1

Investment Advisers9

Employee Growth (1Y)—

Filing History

Total Filings on Record12

First FilingNov 15, 2017

Latest FilingAug 30, 2023

🔒 Full AUM trend chart and 12 historical filings spanning 6+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on EL CAPITAN ADVISORS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.