RIA Intel›Advisers›Washington›EK RILEY INVESTMENTS, LLC

EK RILEY INVESTMENTS, LLC

Advisory

N·SEATTLE, WA

Data as of May 22, 2020 · Source: SEC Form ADV

Total AUM

$673M

1-Year AUM Growth

+19.2%

3-Year CAGR

+14.6%

Employees

47

Assets Under Management

Total AUM$673M

Discretionary AUM$557M

Non-Discretionary AUM$116M

Discretionary %82.8%

Total Clients—

Team

Total Employees47

Investment Advisers61

Employee Growth (1Y)—

Filing History

Total Filings on Record54

First FilingMar 9, 2007

Latest FilingMay 22, 2020

🔒 Full AUM trend chart and 54 historical filings spanning 13+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on EK RILEY INVESTMENTS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.