RIA Intel›Advisers›California›DW FINANCIAL INC

DW FINANCIAL INC

Advisory

ANAHEIM, CA

Data as of May 26, 2026 · Source: SEC Form ADV

Rank in CA

#3,502

of 5,480 advisers by AUM

Average account

$466K

across 103 accounts

AUM per adviser

$48M

1 advisers

Source: SEC Form ADV. Figures as filed May 26, 2026.

Total AUM

$48M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

3

Assets Under Management

Total AUM$48M

Discretionary AUM$48M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients103

Team

Total Employees3

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

103 clients

The full client-type breakdown and the share of AUM each category represents.

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