RIA Intel›Advisers›Connecticut›DUNBAR ASSOCIATES, LLC

DUNBAR ASSOCIATES, LLC

Advisory

N·MONROE, CT

Data as of Mar 27, 2026 · Source: SEC Form ADV

Total AUM

$307M

1-Year AUM Growth

+94.1%

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$307M

Discretionary AUM$241M

Non-Discretionary AUM$66M

Discretionary %78.5%

Total Clients265

Team

Total Employees2

Investment Advisers3

Employee Growth (1Y)—

Filing History

Total Filings on Record6

First FilingSep 27, 2022

Latest FilingMar 27, 2026

🔒 Full AUM trend chart and 6 historical filings spanning 4+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on DUNBAR ASSOCIATES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.