RIA Intel›Advisers›North Carolina›DOVETAIL FINANCIAL GROUP LLC

DOVETAIL FINANCIAL GROUP LLC

Advisory

N·WILMINGTON, NC

Data as of Mar 4, 2026 · Source: SEC Form ADV

Total AUM

$299M

1-Year AUM Growth

0.0%

3-Year CAGR

+20.1%

Employees

3

Assets Under Management

Total AUM$299M

Discretionary AUM$295M

Non-Discretionary AUM$4M

Discretionary %98.8%

Total Clients329

Team

Total Employees3

Investment Advisers6

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record10

First FilingNov 2, 2020

Latest FilingMar 4, 2026

🔒 Full AUM trend chart and 10 historical filings spanning 6+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on DOVETAIL FINANCIAL GROUP LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.