RIA Intel›Advisers›Minnesota›DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.

DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.

Advisory

N·BUFFALO, MN

Data as of Feb 25, 2026 · Source: SEC Form ADV

Total AUM
$383M
1-Year AUM Growth
+10.9%
3-Year CAGR
+0.3%
Employees
9
Assets Under Management
Total AUM$383M
Discretionary AUM$381M
Non-Discretionary AUM$2M
Discretionary %99.4%
Total Clients1,077
Team
Total Employees9
Investment Advisers9
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record24
First FilingApr 10, 2015
Latest FilingFeb 25, 2026
🔒 Full AUM trend chart and 24 historical filings spanning 11+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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