RIA Intel›Advisers›New York›DISCIPLINED CAPITAL MANAGEMENT, LLC

DISCIPLINED CAPITAL MANAGEMENT, LLC

Advisory

Y·SYRACUSE, NY

Data as of Dec 9, 2015 · Source: SEC Form ADV

Total AUM

$420M

1-Year AUM Growth

-22.7%

3-Year CAGR

-6.4%

Employees

3

Assets Under Management

Total AUM$420M

Discretionary AUM$311M

Non-Discretionary AUM$109M

Discretionary %74%

Total Clients—

Team

Total Employees3

Investment Advisers4

Employee Growth (1Y)—

Filing History

Total Filings on Record16

First FilingJun 13, 2005

Latest FilingDec 9, 2015

🔒 Full AUM trend chart and 16 historical filings spanning 10+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on DISCIPLINED CAPITAL MANAGEMENT, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.