RIA Intel›Advisers›Iowa›DEWAAY CAPITAL MANAGEMENT, INC.

DEWAAY CAPITAL MANAGEMENT, INC.

Advisory

N·WEST DES MOINES, IA

Data as of Mar 21, 2017 · Source: SEC Form ADV

Total AUM

$38M

1-Year AUM Growth

-58.7%

3-Year CAGR

-41.2%

Employees

2

Assets Under Management

Total AUM$38M

Discretionary AUM$38M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)—

Filing History

Total Filings on Record55

First FilingMay 8, 2002

Latest FilingMar 21, 2017

🔒 Full AUM trend chart and 55 historical filings spanning 15+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on DEWAAY CAPITAL MANAGEMENT, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.