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DESERT FINANCIAL PLANNING

Advisory

PALM DESERT, CA

Data as of Mar 31, 2026 · Source: SEC Form ADV

Rank in CA

#4,748

of 5,480 advisers by AUM

Average account

$129K

across 61 accounts

AUM per adviser

$8M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 31, 2026.

Total AUM

$8M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$8M

Discretionary AUM$8M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients29

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

29 clients

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

OPTOMETRY WEALTH ADVISORS LLC

$8M

PRINCE, WILLIAM L

$8M

GIRTON CAPITAL MANAGEMENT, INC.

$8M

RELION ASSETS MANAGEMENT, LLC

$8M

CENTARA CAPITAL MANAGEMENT GROUP, INC.

SAN DIEGO, CA

$8M

-92.1% 1Y

THE BUTTERFIELD GROUP LLC

$8M

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