RIA Intel›Advisers›California›DEFINED FINANCIAL PLANNING LLC

DEFINED FINANCIAL PLANNING LLC

Advisory

N·SAN RAFAEL, CA

Data as of Nov 13, 2024 · Source: SEC Form ADV

Total AUM
$137M
1-Year AUM Growth
+10.8%
3-Year CAGR
+5.5%
Employees
4
Assets Under Management
Total AUM$137M
Discretionary AUM$136M
Non-Discretionary AUM$2M
Discretionary %98.8%
Total Clients109
Team
Total Employees4
Investment Advisers5
Employee Growth (1Y)-20.0%
Filing History
Total Filings on Record16
First FilingJul 11, 2022
Latest FilingNov 13, 2024
🔒 Full AUM trend chart and 16 historical filings spanning 2+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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