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DAVID JAMES FINANCIAL

Advisory

N·NORTH LIBERTY, IA

Data as of Sep 13, 2024 · Source: SEC Form ADV

Total AUM
$116M
1-Year AUM Growth
+1.7%
3-Year CAGR
-2.8%
Employees
2
Assets Under Management
Total AUM$116M
Discretionary AUM$116M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients188
Team
Total Employees2
Investment Advisers4
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record9
First FilingJan 27, 2022
Latest FilingSep 13, 2024
🔒 Full AUM trend chart and 9 historical filings spanning 2+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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