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DAIWA SB INVESTMENTS (SINGAPORE) LTD.

Advisory

N·SINGAPORE

Data as of Mar 30, 2020 · Source: SEC Form ADV

Total AUM

$168M

1-Year AUM Growth

-22.1%

3-Year CAGR

-19.7%

Employees

4

Assets Under Management

Total AUM$168M

Discretionary AUM$104M

Non-Discretionary AUM$64M

Discretionary %61.8%

Total Clients—

Team

Total Employees4

Investment Advisers8

Employee Growth (1Y)—

Filing History

Total Filings on Record57

First FilingApr 3, 2001

Latest FilingMar 30, 2020

🔒 Full AUM trend chart and 57 historical filings spanning 19+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on DAIWA SB INVESTMENTS (SINGAPORE) LTD.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.