RIA Intel›Advisers›Montana›D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

Advisory

N·GREAT FALLS, MT

Data as of Jul 30, 2026 · Source: SEC Form ADV

Total AUM

$41.8B

1-Year AUM Growth

+29.5%

3-Year CAGR

+10.0%

Employees

410

Assets Under Management

Total AUM$41.8B

Discretionary AUM$38.3B

Non-Discretionary AUM$3.5B

Discretionary %91.5%

Total Clients70,119

Team

Total Employees410

Investment Advisers990

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record60

First FilingMar 30, 2001

Latest FilingJul 30, 2026

🔒 Full AUM trend chart and 60 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on D.A. DAVIDSON & CO.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.