RIA Intel›Advisers›California›CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

Advisory

N·ORANGE, CA

Data as of Mar 31, 2023 · Source: SEC Form ADV

Total AUM

$1.2B

1-Year AUM Growth

-11.1%

3-Year CAGR

+10.8%

Employees

164

Assets Under Management

Total AUM$1.2B

Discretionary AUM$145M

Non-Discretionary AUM$1.1B

Discretionary %11.8%

Total Clients—

Team

Total Employees164

Investment Advisers164

Employee Growth (1Y)—

Filing History

Total Filings on Record61

First FilingJun 15, 2001

Latest FilingMar 31, 2023

🔒 Full AUM trend chart and 61 historical filings spanning 22+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CROWN CAPITAL SECURITIES, L.P.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.